The FSA today released several long-awaited documents on the future of platform regulation. You may access these papers by clicking the Links below.
Policy Statement, PS10/6, Distribution of retail investments: Delivering the RDR – feedback to CP/0918.
http://www.fsa.gov.uk/pages/Library/Policy/Policy/2010/10_06.shtml
Discussion Paper, DP10/2, Platforms: delivering the RDR and other issues for discussion.
http://www.fsa.gov.uk/pages/Library/Policy/DP/2010/10_02.shtml
Platform operator disclosure documents: Good and poor practice report.
http://www.fsa.gov.uk/pubs/other/gapp_report.pdf
You may also be interested in the findings of the thematic review of investment advice and platforms, together with a good and poor practice report. - http://www.fsa.gov.uk/pages/Library/Other_publications/platform_thematic...


